Skip to main content

Reference App

What's New
Rules
Listed Company Manual
Help
Search

NYSE

Document Link

To link to this section, copy the URL below.

Rules

Rules

Rule 0. Regulation of the Exchange and its Member Organizations

Rules 1P – 13P

Rule 1P DEFINITIONS

Rule 2P, Reserved

Rule 3P, Reserved

Rule 3P, Organization and Administration

Rule 4P, Reserved

Rule 5P SECURITIES LISTED AND TRADED

Rule 6P, Reserved

Rule 7P EQUITIES TRADING

Rule 7P EQUITIES TRADING

Section 1. General Provisions

Section 2. Non-DMM Market Makers

Section 3. Exchange Trading

Section 4. Reserved

Section 5. Plan to Implement a Tick Size Pilot Program

Section 6. Reserved

Section 7. Reserved

Section 8. Reserved

Rule 8P LISTING AND TRADING OF CERTAIN EXCHANGE TRADED PRODUCTS

Rule 10P, Reserved

Rule 11P, Reserved

Rule 12P, Reserved

Rule 13P, Reserved

Rule 1. “The Exchange”

Rule 2. “Member,” “Membership,” “Member Firm,” etc.

Rule 2A. Jurisdiction

Rule 2B. Affiliation between Exchange and a Member Organization

Rule 3. “Security”

Rule 5. “Bond”

Rule 6. “Floor”

Rule 6A. “Trading Floor”

Rule 8. “Delivery”

Rule 9. “Branch Office Manager”

Rule 10. “Registered Representative”

Rule 11. Effect of Definitions

Rule 12. “Business Day”

Rule 15B(T). Protected Bids and Offers of Away Markets

Rule 17. Use of Exchange Facilities and Vendor Services

Rule 18. Compensation in Relation to Exchange System Failure

Miscellaneous Rules (Rules 20—28)

Access to and Communication with Floor (Rules 35—38)

Dealings and Settlements

Admission of Members (Rules 300—324)

Operation of Member Organizations (Rules 325—465)

Communications with the Public (Rules 471—474B)

Disciplinary Rules (Legacy) (Rules 475—477)

Listing and Delisting (Rule 496—501A)

Arbitration Rules (Rules 600A—639)

Off-Hours Trading Facility Rules (Rules 900—907)

Registration (Rules 1210-1230)

Trading of Debt Securities (Rules 1400—1401)

Conduct Rules (Rules 2010—7470)

Disciplinary Rules (Investigations and Sanctions) (Rules 8000—8330)

Disciplinary Rules (Procedural) (Rules 9000—9870)

View change history

Rule 7P EQUITIES TRADING

Copyright 2022, NYSE Group, Inc. All rights reserved.

The NYSE Content is reproduced by permission of NYSE Group, Inc., under a non-exclusive license agreement. NYSE accepts no responsibility for the accuracy or currentness or otherwise of the reproduction of the NYSE Content contained herein.

© 2022 NYSE. All rights reserved.